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ROBOALERTS
ROBOALERTS

SEBI

Stockstrokes Investment Advisors (SSIA) complies with SEBI laws and regulations while delivering its products and services to clients. SSIA collects the following information from its clients and potential subscribers –

1. KYC documents (Know Your Client)

2. Client risk profile

The artifacts above are collected to comply with the SEBI Investment Advisors Act of 2013. More details on the act can be found at

http://www.sebi.gov.in/cms/sebi_data/attachdocs/1358779330956.pdf

There will be occasions when you have a complaint or a query regarding SSIA. In the event of such complaint you should first approach SSIA to resolve the issues. However, if you are not satisfied with the response from SSIA, then SEBI takes up complaints against the various intermediaries registered with it and related issues. SCORES facilitates you to lodge your complaint online with SEBI and subsequently view its status. SCORES can be located at http://scores.gov.in/.